-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NRwsmoUOq1DTi7JCSTUVl+6sQA3PsymK4PXUlEYaOt7sd9ZGlAfOopZvRaSV0HsS m1anO7JQ+l1I4TQt0YBe0Q== 0000950123-04-010550.txt : 20040901 0000950123-04-010550.hdr.sgml : 20040901 20040901171850 ACCESSION NUMBER: 0000950123-04-010550 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040901 DATE AS OF CHANGE: 20040901 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: POINTE FINANCIAL CORP CENTRAL INDEX KEY: 0000917331 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 650451402 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-55151 FILM NUMBER: 041011763 BUSINESS ADDRESS: STREET 1: 21845 POWERLINE RD CITY: BOCA RATON STATE: FL ZIP: 33433 BUSINESS PHONE: 4073686300 MAIL ADDRESS: STREET 1: 21845 POWERLINE RD CITY: BOCA RATON STATE: FL ZIP: 33433 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MASSRY MORRIS CENTRAL INDEX KEY: 0000924754 IRS NUMBER: 093205464 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 255 WASHINGTON AVENUE EXTENSION STREET 2: - CITY: ALBANY STATE: NY ZIP: 12205 BUSINESS PHONE: 5184588500 MAIL ADDRESS: STREET 1: 255 WASHINGTON AVENUE EXTENSION CITY: ALBANY STATE: NY ZIP: 12205 SC 13G/A 1 y01585sc13gza.txt AMENDMENT #2 TO SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* POINTE FINANCIAL CORPORATION ------------------------------------------------ (Name of Issuer) Common Stock, par value $0.01 ------------------------------------------------ (Title of Class of Securities) 73084P100 -------------- (CUSIP Number) September 1, 2004 ---------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 73084P100 Page 2 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Morris Massry 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 3 SEC USE ONLY 4 CITIZESHIP OR PLACE OF ORGANIZATION United States NUMBER OF 5 SOLE VOTING POWER 224,072 SHARES BENEFICIALLY 6 SHARED VOTING POWER None OWNED BY EACH 7 SOLE DISPOSITIVE POWER 224,072 REPORTING PERSON WITH 8 SHARED DISPOSITIVE POWER None 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 224,072 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.92% 12 TYPE OF REPORTING PERSON IN Page 3 Item 4 of the filing on Schedule 13G is amended to reflect the number, the percentage ownership of the subject securities held by the reporting person and the status of certain events. In accord with SEC regulation, Item 4, is hereby amended and restated in its entirety to read as follows: Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issue identified in Item 1. (a) Amount beneficially owned: 224,072 (b) Percent of class: 9.92 (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 224,072 (ii) Shared power to vote or to direct the vote: none (iii) Sole power to dispose or to direct the disposition of: 224,072 (iv) Shared power to dispose or to direct the disposition of: none (d) Barbara T. Wortley has given notice that she exercised the option to purchase 164,810 shares of Class A Common Shares of Pointe Financial Corporation owned by Morris Massry, pursuant to a certain Option Agreement dated January 20, 2004 (the "Option Agreement"). Barbara T. Wortley paid Morris Massry the Deposit under the Option Agreement in the amount of $500,000. The Closing on the transfer of the Shares is scheduled to occur on October 15, 2004. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 1, 2004 -------------------------------- Date /s/ Morris Massry --------------------------------------- Filed by: Paul J. Goldman, Esq. Segel, Goldman, Mazzotta & Siegel, P.C. 9 Washington Square Albany, New York 12205 -----END PRIVACY-ENHANCED MESSAGE-----